Job Description
- Review legal documents in relation to investment bank and equity capital market and provide support to the execution team on the finalization of legal documents;
- Review quality of due diligence steps performed of IPO projects including submissions on major issues to regulatory authorities and non-IPO projects;
- Supervise on the review and inspection on various KYC documents (e.g. AML documents, name screening and desktop search results)
- Identify issues of Listing Rule compliance, accounting matters and disclosure matters and update in-house manuals, policies, protocols and procedure;
- Review documents and record keeping of IPO projects and non-IPO projects, including prospectus, other listing documents, memorandum, checklists and due diligence documents prepared by the execution team; and
- Provide legal, compliance and other professional support to the execution team
Job Requirements
- Professional qualification and/or university degree in Law, Accounting or Finance is preferred;
- At least 5 years solid experience in handling IPO and/or financial advisory transactions;
- Work experience in regulatory body or sizeable firm is preferred;
- Sound knowledge in the Listing Rules, Takeovers Codes and regulatory requirements;
- Good communication, analytical and problem solving skills;
- Self-motivated, responsible and a good team player;
- Proficiency in both written and spoken English and Chinese (Mandarin and Cantonese); and
- Immediate available is preferred
Benefits & Others
We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to
[email protected].
(Data collected will be kept strictly confidential and used for recruitment purpose only.)
