FINRA Licensed Broker

3.1

Job Type   /   Job Level

Full-time   /   Junior Executive

Company Location

Philippines

Description

Effectively manage client portfolios, providing investment recommendations based on market analysis.
Conduct detailed financial assessments to determine clients' needs and goals.
Maintain compliance with FINRA regulations and industry standards.
Build and maintain strong client relationships to promote trust and client loyalty.
Continuously update knowledge of financial products and market trends to provide informed advice.

Requirements

Educational Qualifications: Bachelors degree in Finance, Business Administration, or a related field
Experience Level: 13 years of experience in the financial services industry
Skills and Competencies: FINRA license series 6 and 26
Responsibilities and Duties: Strong understanding of investment vehicles and financial markets
Qualities and Traits: Excellent communication and interpersonal skills
Working Conditions: Availability to work flexible hours, including evenings and weekends as needed

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